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FINANCIAL SERVICES - UNITED KINGDOM


The following list contains the knowledgebase content available for financial service companies operating in the United Kingdom.

  • Click on the underlined title for additional information or to view the actual VA knowledgebase.
  • Click on the file size indicator to download the file.

Remember, Kilclare knowledgebase templates are only available for use within VISUAL Assurance. Please contact Kilclare Software's Client Services office for information on how to obtain a copy of VISUAL Assurance for your organization.

FSA FINANCIAL SERVICES AUTHORITY

 
FR*
Size
 

LIBRARY: Financial Services Authority Handbook

 

4958KB

 

Principles for Business - PRIN

5

449KB

 

Senior Management Arrangements, Systems and Controls - SYSC

13

610KB

 

Threshold Conditions - COND

10

674KB

 

Statement of Principle and Code of Practice for Approved Persons - APER

9

539KB

 

The Fit and Proper Test for Approved Persons - FIT

5

356KB

 

General Provisions - GEN

5

504KB

 

Training and Competence - TC

11

976KB

 

Dispute Resolution - DISP

4

1161KB

 

Claims Handling and Provisions for Claims Outstanding - IPRU-P1

3

66KB

 

(*) Formatting Revision

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