The following
links contain the knowledgebase content available for financial service
companies operating in the United States. They are organized based
on the source materials' issuing regulatory body.
The available knowledgebase
templates have taken the cited source material and formatted the risk
and internal control guidance for use within VISUAL Assurance in performing
assessments over the various topics addressed. These knowledgebase templates
in no way represent legal advice around the sufficiency or appropriateness
of any particular assessment or compliance solution. Determinations
over the appropriateness of any such review scope should be made by
each institution in consultation with counsel and, where appropriate,
the independent accountants who may be attesting to any associated assertions.
Please note: Kilclare
has, solely as a convenience to those users who are using VA as part
of a FDICIA compliance solution, grouped a set of knowledgebases from
several source documents and made them available as a single download
file, "FDICIA Compliance Core from Several Sources". This
set in no way intends to represent legal advice on the sufficiency or
appropriateness of a FDICIA compliance solution. In creating this Core
set Kilclare has grouped functional topics that may be common to banks
regardless of size and, as such, may be a good starting point for FDICIA
banks to consider, when crafting their unique FDICIA solution. Determinations
on the appropriateness of FDICIA review scope should be made by each
bank in consultation with bank counsel and the independent accountants
attesting to the bank's FDICIA assertion.
- Click on the
file size indicator to download the file.
| FDICIA
Compliance Core
from Several Sources |
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