SARBANES-OXLEY ACT of 2002 Comprehensive suite of template libraries for SOX compliance (301, 302, 404) Kilclare now has available for immediate download and use, a new suite of 5 template libraries which provide a comprehensive starting point for Sarbanes-Oxley compliance projects. These libraries are grouped according to assessment type, namely - Entity level - Company level - Routine transactions - Non-routine transactions - Estimations transactions The entity level library provides assessment material, not only for SOX requirements but also NYSE and NASDAQ The individual company level KBs cover - The COSO framework - IT Security - Fraud prevention - The Federal Sentencing Guidelines - Financial Statement Close Individual Transaction libraries are based on the original COSO material which has been augmented to provide more comprehensive cover For our Financial Institution users, transactions libraries should be augmented by choosing relevant process Knowledgebases from the Financial Services button on the Content page. These templates are provided for illustrative purposes only as a convenient starting point to assist boards of directors, audit committees, internal auditors, and management in satisfying their responsibilities under the Sarbanes-Oxley Act. Click on the underlined title for additional information or to view the actual VA knowledgebase. Click on the file size indicator to download the file. Click on the ZIP symbol to download the associated documentation. UNITED STATES   FR* Size   Library: VA Corporate Governance Framework & SOX Solution   3130KB ZIP VA 01: CORPORATE GOVERNANCE - Entity Level Templates       VA 01_01: Sarbanes-Oxley Act/SEC/PCAOB 3     VA 01_02: Disclosure Controls and Procedures 3     VA 01_03: NYSE Corporate Governance Rules 3     VA 01_04: NASDAQ Corporate Governance Rules 3     VA 02: SOX 404 - Company Level Activity Templates       VA 02_01: Internal Control Components (COSO Framework) 4     VA 02_02: Financial Statement Close 4     VA 02_03: IT General Controls 4     VA 02_04: Fraud Prevention 4     VA 02_05: Corporate Compliance Program (FSG) 3     VA 03: SOX 404 - Routine Transaction Templates       VA 03_01: Sales and Receivables 4     VA 03_02: Cash Receipts 4     VA 03_03: Purchases and Payables 4     VA 03_04: Cash Disbursements 4     VA 03_05: Payroll 4     VA 03_06: Inventory and Cost of Sales 4     VA 04: SOX 404 - Nonroutine Transaction Templates       VA 04_01: Capital, Other Equity Accounts and Stock Options 4     VA 04_02: Record and Monitor Debt 4     VA 04_03: Physical Inventory (Count and Compilation) 4     VA 04_04: Depreciate Property, Plant and Equipment 4     VA 04_05: Adjust for Foreign Currencies 4     VA 04_06: Calculate Income Taxes (Provisions, Valuation and Reserves) 4     VA 04_07: Calculate LIFO Reserve 4     VA 04_08: Account for Marketable Securities 4     VA 04_09: Amortize Prepaid and Intangible Assets 4     VA 04_10: Account for Investments in Affiliates/Joint Ventures 4     VA 04_11: Calculate Accrued Liabilities 4     VA 05: SOX 404 - Estimation Transaction Templates       VA 05_01: Estimate Allowance for Doubtful Accounts and Bad Debt Expense 4     VA 05_02: Estimate Warranty Reserve and Expense 4     VA 05_03: Assess Assets for Impairment 4     VA 05_04: Estimate Pension and OPEB Liabilities and Expense 4     VA 05_05: Estimate Commitments and Contingencies 4     VA 05_06: Estimate Excess and Obsolete Inventory Reserves 4     VA 05_07: Manage Derivatives and Hedges 4     (*) Formatting Revision